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📉 IPO & Capital Markets

Expert Capital Market & IPO Advisory Services

From IPO readiness assessment to DRHP support and SEBI compliance — our specialist team navigates the complexities of India's capital markets to help you achieve a successful public listing.

Capital Market & IPO
10+
Years Experience
30+
Capital Raises Advised
₹200Cr+
Capital Raised
SEBI
Expert Team

Your Trusted Partner for India's Capital Markets

Going public is one of the most transformative decisions a company can make. Aggarwal H K & Co. provides comprehensive IPO advisory services — helping promoters, management teams and board members navigate the regulatory, financial and governance requirements of India's capital markets with confidence.

Our capital markets team brings together SEBI regulatory expertise, financial due diligence capabilities and deep understanding of the DRHP preparation process to deliver successful outcomes across mainboard IPOs, SME IPOs and other capital raise transactions.

  • IPO readiness assessment — governance, financials, legal and regulatory gaps
  • DRHP preparation support — financial disclosures and MD&A sections
  • SEBI compliance — LODR, ICDR and listing agreement obligations
  • Financial due diligence and restated financials preparation
  • ESOP structuring and employee benefit scheme compliance
  • SME IPO advisory — BSE SME and NSE Emerge listings
  • Rights issue, QIP and FPO transaction support
  • Pre-IPO fund raise — CCPS, CCD and convertible instrument structuring
Service Overview

Our Capital Market Services

Comprehensive advisory across every type of capital market transaction

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IPO Readiness & DRHP Support

Comprehensive pre-IPO readiness assessment — governance improvements, financial restatement, legal structure clean-up and DRHP financial section preparation alongside lead managers.

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SEBI Compliance

Advisory on ICDR regulations — eligibility criteria, promoter lock-ins, minimum public shareholding, allotment processes and post-listing LODR compliance obligations.

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Financial Due Diligence for IPO

Preparation of restated financial statements under ICDR, quality of earnings analysis, working capital adequacy, capex verification and financial disclosure review for DRHP filing.

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SME IPO Advisory

End-to-end SME IPO advisory for BSE SME and NSE Emerge platform listings — eligibility assessment, issue structuring, merchant banker coordination, financial preparation and post-listing compliance.

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Pre-IPO Fund Raise

Structuring and advisory for pre-IPO capital raises — CCPS, CCDs, convertible notes and private placement rounds — with valuation support, term sheet review and investor documentation.

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QIP, Rights Issue & FPO

Advisory for listed company capital raises including qualified institutional placements, rights issues, follow-on public offers and preferential allotments — with SEBI compliance and pricing support.

Our IPO Advisory Process

A structured 12–18 month roadmap from readiness to successful listing

01

IPO Readiness Audit

Comprehensive readiness assessment covering corporate governance, financial reporting quality, related party transactions, promoter structure, regulatory compliance and legal contingencies.

02

Restructuring & Clean-Up

Addressing pre-IPO action items — corporate restructuring, group simplification, financial statement restatement, compliance remediation and governance enhancement initiatives.

03

DRHP Support & Filing

Preparation of financial disclosures, MD&A sections and risk factors for the Draft Red Herring Prospectus, coordination with lead managers, legal counsel and stock exchanges.

04

Listing & Post-IPO Compliance

Support through SEBI observations, RHP filing, issue period management and establishment of post-listing LODR compliance systems, quarterly reporting and investor relations frameworks.

Industries We Serve

Capital market expertise across India's most active listing sectors

💻 Technology 🏭 Manufacturing 🏥 Healthcare & Pharma 🛒 Consumer & Retail 🏗️ Infrastructure 🏦 Financial Services 🚀 Startups ⚡ Renewable Energy

Why Choose Us for IPO Advisory?

Deep capital market knowledge delivering successful listing outcomes

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SEBI Regulatory Expertise

Our team's deep knowledge of ICDR, LODR and SEBI circulars ensures DRHP disclosures are accurate, complete and compliant — minimising SEBI observation rounds and accelerating listing timelines.

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Integrated Deal Team

We bring together valuation, due diligence, tax and restructuring capabilities in one team — providing seamless advisory that reduces coordination friction and speeds up the IPO process.

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SME IPO Specialists

As one of Delhi's leading SME IPO advisory firms, we understand the unique challenges of smaller companies accessing public markets and provide dedicated, cost-effective support throughout.

Ready to Take Your Company Public?

Start your IPO journey with a confidential readiness assessment from our capital markets team.