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⚖️ Regulatory Compliance

Seamless Compliance & Regulatory Affairs Management

End-to-end corporate compliance and regulatory advisory services ensuring your business meets every statutory obligation across ROC, MCA, FEMA, RBI, SEBI and labour law frameworks.

Compliance & Regulatory Affairs
10+
Years Experience
500+
Compliance Filings
10+
Regulatory Bodies
Zero
Penalty Record

360-Degree Regulatory Compliance Support

Operating a business in India means navigating an ever-evolving landscape of regulatory requirements across multiple authorities. Aggarwal H K & Co. provides comprehensive compliance management, ensuring your business maintains a clean regulatory record while you focus on growth.

Our team of company secretaries, chartered accountants and regulatory specialists manages your obligations across the Ministry of Corporate Affairs, Reserve Bank of India, Securities and Exchange Board of India, FEMA, and various labour law frameworks.

  • ROC filings — annual returns, event-based forms and board resolutions
  • Secretarial services — minutes, registers and statutory records maintenance
  • MCA portal filings and corporate governance compliance
  • FEMA compliance — ODI, FDI, ECB and remittance reporting
  • RBI regulatory filings and liaison for NBFC, banking entities
  • SEBI compliance for listed and unlisted public companies
  • Labour law compliance — PF, ESIC, Shops Act, Factories Act
  • Environmental compliance and sustainability reporting
Service Overview

Our Regulatory Service Offerings

Comprehensive compliance across every regulatory dimension of your business

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ROC & MCA Compliance

Annual filings, event-based forms, director KYC, charge registration, and company law advisory under the Companies Act, 2013. Complete ROC representation and document preparation.

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Secretarial Services

Maintenance of statutory registers, board and AGM minutes, drafting of resolutions, preparation of secretarial audit reports and compliance certificates by qualified Company Secretaries.

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FEMA & RBI Compliance

Advisory and filing services for foreign investments, overseas direct investments, external commercial borrowings, compounding applications and RBI reporting obligations.

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SEBI Compliance

Compliance support for listed companies — LODR obligations, disclosure requirements, insider trading policy, buy-back procedures, and takeover code compliance.

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Labour Law Compliance

End-to-end management of PF, ESIC, PT, gratuity and other employment law obligations. Shops and Establishments Act registrations, factory compliance and contract labour management.

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Environmental & Other Regulatory

Compliance advisory for environmental regulations, PCB approvals, factory licences, food safety (FSSAI), drug licences and sector-specific regulatory requirements.

Our Compliance Management Process

Systematic, proactive compliance management — no deadline is ever missed

01

Compliance Audit

We conduct a thorough compliance health check identifying all applicable statutes, pending filings, potential exposures and historical gaps that need to be addressed.

02

Compliance Calendar Setup

A customised compliance calendar is prepared covering all filing deadlines, renewal dates, board meeting requirements and event-based obligations throughout the year.

03

Ongoing Execution

Our team proactively prepares, reviews and submits all filings well before deadlines, maintaining complete documentation trails and digital compliance records for your business.

04

Regulatory Liaison

We represent your organisation before regulatory authorities, respond to show-cause notices, assist in compounding applications and manage ongoing regulatory relationships on your behalf.

Industries We Serve

Regulatory expertise across heavily regulated and high-growth sectors

🏭 Manufacturing 🏦 Banking & Finance 🚀 Startups 🏥 Healthcare ⚡ Energy 🚚 Logistics 💻 Information Technology 🛒 E-commerce

Why Choose Us for Regulatory Compliance?

A proven track record of zero penalties and seamless compliance delivery

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Zero Penalty Track Record

Our meticulous compliance management process has delivered a zero penalty record across all client filings, protecting businesses from regulatory fines and reputational damage.

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Proactive Deadline Management

Never miss a compliance deadline again. Our automated tracking system and dedicated compliance team ensures every filing is prepared and submitted well ahead of due dates.

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Multi-Regulatory Expertise

Deep knowledge across 10+ regulatory bodies — MCA, RBI, SEBI, FEMA, labour authorities and environmental boards — provides you with one trusted partner for all compliance needs.

Stay Ahead of Regulatory Changes

Partner with our compliance experts to build a robust regulatory framework for your business.